SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Lacey Roger HD

(Last) (First) (Middle)
3M CENTER

(Street)
ST. PAUL MN 55144-1000

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2010
3. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 22,222 D
Common Stock 290 I By 401k/paesop Trust
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Common Stock 3,279.346 0(2) D
Incentive Stock Option (Right to Buy) 05/09/2001 05/07/2010 Common Stock 1,780 43.35 D
Incentive Stock Option (Right to Buy) 05/08/2002 05/06/2011 Common Stock 1,704 58.625 D
Non-qualified Stock Option (Right to Buy) 10/19/2004 05/06/2011 Common Stock 1,593 83.95 D
Non-qualified Stock Option (Right to Buy) 05/12/2005 05/09/2014 Common Stock 23,339 84.4 D
Non-qualified Stock Option (Right to Buy) 08/09/2005 05/13/2013 Common Stock 4,930 86.5 D
Non-qualified Stock Option (Right to Buy) 08/10/2005 08/08/2014 Common Stock 3,334 80.05 D
Non-qualified Stock Option (Right to Buy) 09/08/2005 05/06/2011 Common Stock 14,329 86.5 D
Non-qualified Stock Option (Right to Buy) 05/10/2006 05/08/2015 Common Stock 17,043 76.8 D
Non-qualified Stock Option (Right to Buy) 10/11/2006 05/13/2013 Common Stock 14,113 80.65 D
Non-qualified Stock Option (Right to Buy) 05/09/2007 05/09/2016 Common Stock 17,693 87.35 D
Non-qualified Stock Option (Right to Buy) 01/26/2008 05/07/2010 Common Stock 5,225 90.35 D
Non-qualified Stock Option (Right to Buy) 01/26/2008 05/14/2012 Common Stock 19,476 90.35 D
Non-qualified Stock Option (Right to Buy) 01/26/2008 05/13/2013 Common Stock 203 90.35 D
Non-qualified Stock Option (Right to Buy) 01/26/2008 05/09/2014 Common Stock 6,154 90.35 D
Non-qualified Stock Option (Right to Buy) 05/08/2008(3) 05/08/2017 Common Stock 12,068 84.78 D
Non-qualified Stock Option (Right to Buy) 05/13/2009(4) 05/13/2018 Common Stock 13,164 77.18 D
Non-qualified Stock Option (Right to Buy) 02/09/2010(5) 02/08/2019 Common Stock 16,192 54.11 D
Explanation of Responses:
1. The restricted stock units will vest 100% three years from the grant date (2/9/2009).
2. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
3. This option vests in three equal annual installments beginning one year from the grant date (5/8/2007).
4. This option vests in three equal annual installments beginning one year from the grant date (5/13/2008).
5. This option vests in three equal annual installments beginning one year from the grant date (2/9/2009).
George Ann Biros, attorney-in-fact for Roger H.D. Lacey 01/06/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.