SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Rutherford Denise R

(Last) (First) (Middle)
3M CENTER

(Street)
MAPLEWOOD MN 55144

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2019
3. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 9,980.2971(1) D
Common Stock 2,394(2) I By 401k/paesop Trust
Common Stock 122 I By Spouse
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-qualified Stock Option (Right to Buy) 02/04/2015 02/02/2024 Common Stock 9,592 126.72 D
Non-qualified Stock Option (Right to Buy) 02/03/2016 02/03/2025 Common Stock 9,571 165.94 D
Non-qualified Stock Option (Right to Buy) 02/02/2017 02/02/2026 Common Stock 10,228 147.87 D
Non-qualified Stock Option (Right to Buy) 02/07/2018 02/06/2027 Common Stock 10,033 175.76 D
Non-qualified Stock Option (Right to Buy) 02/06/2019 02/04/2028 Common Stock 7,087 233.63 D
Non-qualified Stock Option (Right to Buy) 02/05/2020 02/04/2029 Common Stock 7,207 201.12 D
Non-qualified Stock Option (Right to Buy) 02/04/2015 02/04/2024 Common Stock 605 126.72 I By Spouse
Non-qualified Stock Option (Right to Buy) 02/03/2016 02/03/2025 Common Stock 1,135 165.94 I By Spouse
Non-qualified Stock Option (Right to Buy) 02/02/2017 02/02/2026 Common Stock 501 147.87 I By Spouse
Non-qualified Stock Option (Right to Buy) 02/06/2018 02/06/2027 Common Stock 1,185 175.76 I By Spouse
Non-qualified Stock Option (Right to Buy) 02/06/2019 02/04/2028 Common Stock 447 233.63 I By Spouse
Explanation of Responses:
1. Includes shares acquired under 3M's General Employee Stock Purchase Plan.
2. Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
/s/ Sheila B. Claugherty, attorney-in-fact for Ms. Rutherford 04/10/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.