SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Lakkundi Veena M

(Last) (First) (Middle)
3M CENTER

(Street)
ST. PAUL MN 55144

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/04/2020
3. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 889.0894 D
Common Stock 1,291(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) (2) Common Stock 535 (3) D
Non-qualified Stock Option (Right to Buy) 02/03/2016 02/03/2025 Common Stock 3,287 165.94 D
Non-qualified Stock Option (Right to Buy) 02/07/2018 02/06/2027 Common Stock 4,420 175.76 D
Non-qualified Stock Option (Right to Buy) 02/06/2019 02/04/2028 Common Stock 2,371 233.63 D
Non-qualified Stock Option (Right to Buy) 02/05/2020 02/04/2029 Common Stock 3,987 201.12 D
Non-qualified Stock Option (Right to Buy) 02/04/2021 02/03/2030 Common Stock 3,894 157.24 D
Explanation of Responses:
1. These shares are jointly owned with spouse.
2. The restricted stock units will vest one third each year and fully vest in three years from the grant date of February 4, 2020.
3. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
/s/ Patricia L. Meagher, attorney-in-fact for Veena M. Lakkundi 08/11/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.