SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Chavez Rodriguez Beatriz Karina

(Last) (First) (Middle)
3M CENTER

(Street)
ST. PAUL MN 55144

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/01/2021
3. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 2,209.385 D
Common Stock 2,808.9172(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-qualified Stock Option (Right to Buy) 02/05/2014(2) 02/04/2023 Common Stock 1,071 101.49 D
Non-qualified Stock Option (Right to Buy) 02/04/2015(2) 02/03/2024 Common Stock 2,921 126.72 D
Non-qualified Stock Option (Right to Buy) 02/03/2016(2) 02/02/2025 Common Stock 1,447 165.94 D
Restricted Stock Units 02/04/2022 (3) Common Stock 671 (4) D
Restricted Stock Units 02/03/2023 (3) Common Stock 705 (4) D
Restricted Stock Units 02/02/2024 (3) Common Stock 286 (4) D
Restricted Stock Units 07/01/2024 (3) Common Stock 1,507 (4) D
Non-qualified Stock Option (Right to Buy) 02/02/2022(2) 02/01/2031 Common Stock 1,975 175.02 D
Explanation of Responses:
1. Includes shares acquired under 3M's General Employee Stock Purchase Plan.
2. The stock option will vest and become exercisable in a series of three equal installments on the first, second and third anniversary of the grant date.
3. The restricted stock units vest 100% three years from the grant date.
4. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
Remarks:
Exhibit Index: 21.1 Power of Attorney
Patricia L. Meagher, attorney-in-fact for Beatriz Karina Chavez Rodriguez 11/05/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.